social distancing - Building the Skyline

May 19, 2020 by Jason Barr 1 Comment

Border Crossings: The Spread of COVID-19 across U.S. Counties

Jason M. Barr and Troy Tassier May 19, 2020

Pandemic 2020

The COVID-19 pandemic rages on with no end in sight. How long it will take to return to normal, at this point, is anybody’s guess. But since the Federal Government has ceded coordination on further mitigation efforts to individual states means there is going to be a hodgepodge of different policies. Each governor has been left to decide on a suite of strategies for its residents.

Some states are on a path to almost full reopening, while others are taking a more cautious approach. This week, most states will loosen at least some restrictions—even New York, the state most heavily hit by the pandemic—will begin allowing construction and curbside retail in portions of the state less impacted by the epidemic. But many areas along the east and west coasts will remain closed for longer.

While opening too soon is risky for those within each state, one could argue that if a state’s residents want to put their health at risk, that’s their choice. But a key problem with this approach is that the virus knows no borders. What happens in Vegas doesn’t stay in Vegas. If you live in a state that remains closed, but the surrounding states are opening—Illinois, for example—you should be worried.

The Spread of Coronavirus from January 22 to April 25, 2020. Note that cases are given per 100,000 residents. GIF created by Eon Kim, based on data from USAFacts.org.

A Brief History of the Coronavirus in the United States

The first case of coronavirus was reported in the United States in Washington State on January 20, 2020. From there, cases started appearing in various places throughout the country. Stage I was “the spark” in late January when the first few cases appeared. Stage II was the initial spread, but only in a few areas that saw infections early on; but it was still relatively contained.

Then around March 1^st, everything changed—the virus spread to the rest of the nation. Community transmission (where a source of the infection cannot be identified) became common. About one month later, we see the rate of increase begin to slow, suggesting that state-level social distancing measures had a positive effect. One could argue that if a strong federal policy were imposed before the 40^th day since the first infection, the rate of increase would have been much slower.

Total Number of Reported COVID-19 Cases Since January 22, 2020. Note: Day 1 here is January 22, 2020. Data is reported on natural logarithmic scale (which is better to show the growth rates of infections). Source: USAFacts.org.

The Birds and The Bees: The Reproduction Number

To understand the impact of the spread of the virus, we need to review basic epidemiology. It all begins with the reproduction number (R)—the average number of infections one person passes onto the next. For example, if each individual spreads the virus to two people, then the reproduction number is two. In this case, Greg gives it to Marsha and Jan. Marsha gives it to Bobby and Peter. Jan gives it to Cindy and Alice. And so on. Two give it to four, four to eight, and on and on. In other words, with a reproduction number of two, the number of cases double in each generation of infections.

In the U.S., earlier this year, the average reproduction number across all states was a little over two but varied widely across regions. Some estimates place New York City a little under four, while Arkansas and South Dakota may have been below one early in the epidemic. New York was hit so badly in part because of the strength of its social ties.

Four Things

R, however, is determined by four things: the fraction of remaining susceptible people in the population (how many people are left that could be infected), the duration of infection (how long an infected person carries the virus and is able to infect others), the transmission rate (how likely is a susceptible person to be infected if in contact with the virus), and the contact rate (how many other people does an infected person interact with each day when infected).

One fights an epidemic by making R smaller. If it goes below one, then instead of increasing, the epidemic will die out. For instance, if R=1/2, then 100 people become 50 in the next generation, then 25, and so on until the epidemic disappears. Each of the four elements of R can be an avenue for governmental policy.

R-Reducing Policies

We can decrease the fraction of susceptible individuals through a vaccine, but this takes time. We can limit the duration of infection through extensive testing and contact tracing, followed by isolation of the newly infected. The transmission rate can be lowered by prophylactic measures such as wearing gloves, masks and eye wear, and extensive cleaning of surfaces. But the primary method to reduce R has been by lowering the contact rate via social distancing.

After social distancing restrictions were imposed, most states lowered their reproduction number to less than one. Estimates suggest that even New York sits now at about 0.85. But, these values vary across states. Places like Iowa, Illinois, and Arizona are likely sitting just above one. Some like Alaska, Idaho, Montana, and Vermont, are well below one. But as states reopen, their R is likely to increase, even with slight easing of social distancing policies. Additionally, there appears to be no systematic effort for wide-scale testing and contact tracing.

Do No Fences Make Bad Neighbors?

One of the things that students learn early in an economics course is that no individual is an island. The buying and selling decisions of the masses determine the price you pay for any common consumer good you care to name. Laws are passed to limit the pollution of automobiles so that we don’t have too large of an effect on the clean air of others as we commute to work. We ban smoking in many public places, so non-smokers don’t breathe second-hand smoke.

These spillover effects are called externalities. Externalities don’t have to be bad. Planting flowers in your yard has a positive benefit to your neighbors across the street. The vaccines that you get to prevent you from falling sick from the flu also prevent you from infecting others; thus, your decision to get a flu shot makes everyone around you safer.

Many states are making decisions to reopen based on the caseloads, hospital capacities, and economic circumstances within their own borders. But they seem to be considering less, if at all, the potential impacts on surrounding states. A virus does not respect state borders. There is no visible or invisible fence that keeps coronavirus from passing from Georgia to Florida, or from Iowa, Wisconsin, and Indiana (each a high profile state that is reopening) to Illinois, which is still struggling to keep its caseload under control.

Regional Pacts

This is the reason that some states have formed regional pacts to coordinate their reopenings and reduce the negative externalities. For example, New York, New Jersey, Connecticut, Pennsylvania, Delaware, Rhode Island, and Massachusetts have formed a multi-state agreement to coordinate their COVID-19 responses. It is a form of centralization that will help, especially those states in the center of the region like New York and New Jersey, whose state borders are all within the pact’s boundaries. Pennsylvania, on the other hand, shares a border with Ohio, West Virginia, and Maryland. How that affects the Keystone State depends on how well their neighbors “behave.”

Corona Caseloads

To better understand the basic spread of COVID-19 we have undertaken a range of statistical analyses of county-level coronavirus cases. (The result can be found here.) We use data on confirmed cases from USAFacts.org and estimate what drives its spread by looking at variables within each county. In general, we find that the initial seeds of the epidemic in a local region tended to be driven simply by bad luck and the presence of airports.

But once it arrives in a location there are several things that impact its spread. Specifically, over time, denser counties, and those with more use of public transportation have faster growth rates—even with mandated stay-in-place measures.

Spilling Over

But to better understand the virus’ spread, we looked at how the neighboring counties affected each other. We do this in two different ways. First, we measure the average number of cases on March 20 in all surrounding counties that share a border with each county. We then statistically estimate the impacts of neighboring county cases on the original county, as of May 9^th. Second, we measure the number of cases in all counties on March 20 but discount the effect of counties that are farther away. So, this gives an average number of cases in surrounding counties, with more weight given to those closer by.

No matter which measure we choose, we find significant and large externalities across county borders. That is to say, the number of cases in surrounding counties has a significant impact on the number of cases in each county, on average.

Border Effects

We discuss the adjacent neighbors first. Let’s take two counties—call them Oak and Maple, respectively—that are the same in all respects but one. They each have about the same population density, social-economic, and racial profile, etc. The only difference is that Maple County’s neighbors have a 10% higher number of cases, on average, than Oak County. That is, the only difference between the two counties is what’s happening outside of them.

In this case, our data estimations indicate that Maple County will have 2.7% more cases than Oak. In other words, about ¼ of a one-percent increase of the cases of your neighbors are passed on to you within 60 days. If we do this same procedure but include all counties across the country but discount counties that are farther away, we get even larger effects. A 10% increase in the cases of other counties results in a 7% increase in cases in your own county 60 days later. The result from this method is larger because it considers how cases multiply across space. Your neighbors are affected by their neighbors, who are affected by their neighbors, and so on. The impact from the 60-day window illustrates how these effects are long lasting.

Magnitudes

As an example of this magnitude, suppose that in isolation, you would expect to have 1,000 cases based on your profile of population, density, public transportation use, etc. Then suppose that your neighbors (in decreasing weight by distance) have twice as many cases as another similar county’s neighbors 60 days ago. This doubling of your neighbor’s cases would result in you having 1,700 cases instead of 1,000. So, you have an extra 700 cases as a direct result of your neighbors’ influence on the pattern of the epidemic. This is the negative spatial externality associated with this epidemic. It is the reason why states and regional areas are or should be coordinating their efforts.

The main takeaway is that surrounding states can initiate a rise in cases and deaths of their neighbors. If a state, such as Illinois, is struggling to keep its R value under one, and therefore remains closed, but it starts getting “spillover” cases from a neighboring state it could trigger Illinois’ value of R to go above one, thus making it difficult for them to keep their epidemic under control, let alone reopen their economies.

Border Effects. This map gives the estimated number of COVID-19 cases on May 9, 2020 that originated directly outside the county at least 50 days before they were recorded. That is, the map gives state-level estimates of cases originating in a bordering county 60 days priore. Source: here.

Corona 2.0

And, just as there can be negative externalities in cases from a neighbor reopening, there is a positive benefit from a neighbor remaining closed. If state A opens first, it benefits economically from its actions. But, if its neighbor, B, stays closed, A pays a lower cost in terms of the epidemic because it receives fewer spillover cases. Thus, state A wants to open before state B. But, if state B remains closed while A is open, B will experience the negative externality. It loses economically because it is closed, and receives more spillover cases from A. The epidemic in the closed state will be worse as a result (and may even see its R rise to above one).

State B may then be forced to lengthen its stay-in-place policies—and the economic harm they cause—because of its neighbor’s actions. State A gets to “free ride” on its neighbor for a while. Of course, free riding will backfire. If state B has a spike of cases, it will come back to its neighbor A in the future.

The Summer of our Discontent?

This lack of coordination can have even deeper ramifications for the nation as a whole. By triggering new outbreaks across state borders, it makes the U.S. radioactive. Other countries are likely to join together to allow trade and travel among themselves, leaving the U.S. behind while the suffering and death toll drags on because some states are going it alone.

In the meantime, let’s hope an effective treatment or a vaccine gets here soon…

April 20, 2020 by Jason Barr 4 Comments

Escape from New York?: Density and the Coronavirus Trajectory

Jason M. Barr and Troy Tassier written on April 3, 2020, posted on April 20.

Note: A shorter version of this post was written for Scientific American, which was posted on April 17^th.

The Density Paradox

Anyone who follows the journalist Matt Yglesias on Twitter knows his style. He’s sardonic, facetious, and relies on barbs to make his point. His recent tweet on March 23, 2020, at 8:10 pm EST is a perfect example:

The moral of corona virus is that we should adopt the kind of low-density living patterns associated with Asian countries like South Korea, Japan, Taiwan, and Singapore that have successfully controlled its spread.

Though the tweet oozes sarcasm, it highlights how southeast Asian cities—known for their hyper-density—not only were invaded by the coronavirus pandemic but also figured out ways to slow its spread without destroying the very essence of what makes cities so successful. But his tweet contrasts sharply with the perception that New York City—the epicenter of the epidemic in the United States—is somehow to blame for causing so much damage. For example, the New York Times on March 23^rd ran an article entitled, “Density Is New York City’s Big ‘Enemy’ in the coronavirus Fight.” Journalist, Brian Rosenthal, writes:

New York has tried to slow the spread of the coronavirus by closing its schools, shutting down its nonessential businesses and urging its residents to stay home almost around the clock. But it faces a distinct obstacle in trying to stem new cases: its cheek-by-jowl density.

This kind of sentiment begs the question: what is the role of population density in spreading the virus? Are big cities worse than smaller ones? Does New York deserve such harsh criticism?

Scenes from Coronavirus, NYC. Sources: Top left, top right, bottom left, bottom right.

How Contagions Conjugate

Before we answer these questions, let’s take a step back and focus on the process of infectious diseases in general. For this, we need to assume that no preventive measures are taken, and everyone goes about business as usual, without social distancing or self-isolation. To understand how widely and quickly an infectious disease will spread, epidemiologists refer to something called the reproduction number or simply, R. It measures the average number of people that an infected individual will infect over the course of their infection.

Among extant diseases, measles has the highest reproduction number, at about 15. That is to say, assuming that the measles vaccine didn’t exist, one person with measles, if left untreated or unquarantined, can expect to pass it along to 15 others (hence the 2019 crises). For influenza, that number is only about 1.5. The current evidence puts the coronavirus at around 2.65—not as bad as the measles, but worse than the typical flu strain.

The Reproduction Number

The number of new cases on any given day is directly tied to the reproduction number. Say, for example, that R is two. This means that the average infected person passes it on to two people, who then collectively pass it on to four people, who then collectively pass it on to eight people and so on. Then, assuming the virus began with a single person, the number of new cases on a given day is directly tied to the reproduction number and the number of days since “patient zero” was infected.

But to know why and how fast the disease spreads, we need to know more about the reproduction number and what determines if it is large or small. It turns out that the reproduction number is determined by four elements. Thus, to see the role that cities play in spreading the virus, we need to look more deeply at those components.

Contact Rate

First is the contact rate. It is a measure of the average number of contacts people have with other people on a given day. Extroverts will have more contacts than their introverted counterparts. People who take public transportation and interact with many co-workers or customers each day will have more contacts than those that commute by car and sit at a solitary desk. Children in a crowded school typically have more contacts than their grandparents. Those sitting at a computer screen in Area 51 monitoring for extraterrestrial life will have fewer contacts than D.J.s. (but maybe more with Martians or Klingons).

If we take all the people in a society and calculate how frequently they mix on average, then we get the contact rate. One thing to consider, however, is that contacts are not the same for all infectious diseases. Influenza and HIV spread through very different mechanisms, and thus the count of contacts differs greatly as well. (More generally, the structure of social contacts, who interacts with whom and who they interact with as well, can also play a role, but we ignore that for the time being.)

Transmission Rate

Second is the transmission rate, which is the likelihood that any one individual will pass the disease onto someone else. Not all diseases are equally transmissible. Some infectious diseases, such as HIV, are relatively difficult to transmit. The CDC estimates that only 63 out of 10,000 exposures to shared needles will result in the transmission of HIV. Estimates for the common cold are much higher, 2%-40% depending on age. Coronavirus appears to be in the lower end of this range, perhaps around 1%-5%, although the data is far from complete. One of the key problems with the coronavirus is that even if an infected person chats with only a few other people on a given day, there is a significant chance that she passes on the infection.

Duration

Third is the time it takes for the disease to work its way through the human body from infection to illness to recovery. In the case of the Corona Virus, the average time is about a month—two weeks between infection and first symptom and then about two weeks until recovery (or death).

Susceptibility

Last is the fraction of people at a given time who are susceptible to the disease. In the case of a novel virus that is newly introduced into a population, such as Corona Virus, susceptibility is typically near 100%. One may recall the stories of Hernan Cortes carrying smallpox to the Aztecs, who were decimated from its spread. As the disease spreads and people recover, that fraction of susceptible people in a population will fall because of developed immunity.

The Fire

In summary, the reproduction number—the average number of infections a person will bestow to their fellow humans —is determined by the product of the contact rate, the transmission rate, duration of infection, and fraction of susceptible people in the population.

To offer an analogy, we can think of an infectious disease as operating like a fire. A spark ignites the wood, which burns brightly and hot, until finally, all the fuel is spent, and the fire goes out. The reproduction number determines how hot and bright the fire burns. If R is bigger than one, more and more people are infected, and the fire grows larger. But, as the epidemic grows, more people are infected and then recover to become immune; this means that the fraction of susceptible people is smaller.

In turn, as this fraction gets smaller, the reproduction number gets smaller and smaller, eventually dropping below one. It is at this point that the fire has reached the peak of its heat and begins to die out and eventually disappears because there are no longer enough susceptible people to keep the fire going. It may be that people have recovered to become immune or that people simply die. This is the story of the Black Death, which killed somewhere between 75 and 200 million people in the mid-14^th century. Once started, it burned until the hosts were buried in the ground.

The Role of Density

But what role does density play in these fires? The intuition that population density increases the propensity of an epidemic to spread in cities is correct in the sense that increased density likely leads to an increase in the contact rate of individuals, which makes the reproduction number larger, leading to more infections in dense areas. If you live in an apartment building, commute in a subway, work in a skyscraper and take your lunches in crowded diners, you are more likely to interact with someone who passes the infection along to you.

And, you’re likely to spread the infection more widely than others living in less dense areas. Thus, the reproduction number should be bigger in large dense cities and lead to bigger fires. But, how much bigger and how much of an effect will it have? We aim to answer this question below for the current stage of the epidemic in the US.

The Missing Role of Time

If we think about an epidemic spreading across a spectrum of cities, the reproduction number misses a portion of the story. An infectious disease doesn’t enter all cities at the same time. In the U.S., we heard notable stories of outbreaks on the west and east costs early in the epidemic. Only more recently are we are hearing about New Orleans, Detroit, and other urban areas in North America. The reproduction number tells us little about how the epidemic first appears and spreads through these cities and across the globe.

To think through this spread, imagine each city or town as a small forest of trees, once a spark begins a fire anywhere in the city, the rest of the forest will burn until the fuel is spent. Because dense cities have higher contact rates, they will burn a little faster and a little longer, but what is currently happening in New York City and New Orleans will be replicated in cities across the country as soon as a spark arrives. As the epidemic fire burns, it will spread to nearby areas: New Rochelle, NY lead to New York City and nearby places in New Jersey and Connecticut. But, as people travel between more distant areas of the country, this creates new sparks in new locations, and new fires start.

Thus, a traveler from elsewhere arrives in New Orleans for Mardi Gras or an otherwise anonymous spring-breaker arrives in Miami, and a new fire begins. Because we are early in an epidemic, we haven’t seen how the sparks distribute across the landscape. But, the growing fires will be bigger in areas where the fire started earlier.

Contact Rate versus Sparks: Time is of the Essence

As discussed above, the reproduction rate is given by four variables: the contact rate, the transmission rate, the disease duration, and the fraction of the population that remains susceptible. But for analyzing the coronavirus epidemic in the U.S. during the last month, the transmission rate and duration rate are likely constant across the U.S. As for susceptibility, since we are analyzing things relatively early in the epidemic (at least for the U.S.), it’s safe to assume for now that the susceptibility rate across the U.S. is also constant and likely close to 100%. Even in a city with a large outbreak like New York, with more than 30,000 cases, it is still far below 1% of the population.

But the contact rate across the country is likely affected by factors, such as population density or economic density (like regional gross domestic product). At the same time, we can measure the number of sparks which could start a fire by, for example, by the presence of a major international airport. Finally, we can investigate timing by looking at when each fire started, measured by the number of cases in each county in early March, a little over a month after the first confirmed case in the U.S.

Left: Number of COVID-19 Cases on March 27, 2020 in U.S. Counties that Had at Least Once Case vs. County Population Density (both axes in logs). Right: Number of COVID-19 Cases on March 27, 2020 in U.S. Counties that Had at Least Once Case vs. Number of Says since First Case in County. Sources:

The Density Effect

To this end, we have performed a statistical (regression) analysis of daily county-level COVID-19 cases as of March 27, 2020 (day 66 of the epidemic in the U.S.), along with several potential explanatory variables, in an effort to see how density, airports, and timing help to determine the current spread of cases across the United States. (Technical details are here.) The results show that population density does matter but is not as large as the popular media would have you believe. In fact, on average, an increase in county-level population density by 20% increases the number of cases by about 11-12%, on average (conditional on having at least one case of the virus). In other words, more populous counties are likely to have fewer cases on a per capita basis than their sparser counterparts.

We find, however, that what matters more than population density is the presence of a very large airport. A county with an airport that has at least one million passengers is likely to have nearly double the cases as compared to counties with no or smaller airports.

Further, counties that had early cases of COVID-19 have much larger case counts today. Our findings suggest that if a county had a least one case on March 1 (day 40), then by March 27, they are likely to have nearly double the cases of counties without an early case. The timing of early case arrivals is much more important than that of population density. This suggests that, at this early stage of the epidemic, the current distribution of cases in the U.S. is determined more by the arrival of early cases into a county and less by the density of the county itself. There are no low-density, low-risk counties, just counties that haven’t been found by the pandemic yet.

Around the World

It’s also worth stressing that when we look at the epicenters around the world, we see that they frequently are not located in the largest cities in each of the respective countries. In Italy, the epicenter was in northern Italy around Milan, not in Rome, which has twice as many people. In China, the epicenter was in Wuhan, China’s 10^th largest city. If population density were really the reason for the epidemic, the COVID-19 epicenters would have been in Rome and Shanghai, China’s largest city. Timing and bad luck is simply a more important driver.

The Future Course of the Virus

The analysis of density discussed here is based on the premise that the virus is free to run its course without any interventions. This is a reasonable assumption in the early stages in the U.S. before governments were able to mobilize resources and enact isolation measures. Now that states around the country have begun to fight back, there is evidence these measures are slowing its spread. This suggests the question of which policies are best to lower the reproduction rate? Do self-isolation, social distancing, or testing provide better means for fighting back? Are cities better places to be if you get infected? These are questions we’ll return to in the future when the virus has finally been vanquished.

Buy the Book

Credits